• How we used agentic AI to crack automated SOX testing at scale… in 90 days Written by Martin Preedy, with heartfelt thanks to Chan Park, Drew DiBiase, Jenna Wei, and Andrew Meyers TL;DR Our Internal Audit team automated SOX testing for 175 controls in 3 months, using advanced OCR + agentic AI, cutting testing time on average by 60% per control. • Here’s how we did it, what we learned, and why we’re so excited about empowering the profession to reach new heights. • The Problem: SOX Testing Was Where Automation Went to Die If you’ve ever worked in SOX testing, you know the drill. • The work is critical, repetitive, and about as automatable as a philosophical debate. • Evidence comes in every format imaginable: PDFs with tables that barely parse, Excel files with merged cells, system screenshots, scanned documents, and unstructured data with no consistent schema. • Traditional RPA noped out.

Article Summaries:

  • Internal audit teams at a major firm completed a 90‑day project that automated SOX testing for 175 controls, cutting average testing time by 60%. Using advanced OCR and agentic AI, the team built specialized agents-evidence extraction, testing, review, and documentation-to process diverse, unstructured evidence (PDFs, Excel, screenshots). They selected the Midship platform after evaluating several options, leveraging its customization and partnership model. The solution covered 40 % of the SOX scope, including business process, IT general, interface, and entity‑level controls, and produced AI‑generated workpapers with audit‑trail annotations. Human‑in‑the‑loop review remained essential to ensure quality and compliance.
  • How we used agentic AI to crack automated SOX testing at scale… in 90 days Written by Martin Preedy, with heartfelt thanks to Chan Park, Drew DiBiase, Jenna Wei, and Andrew Meyers TL;DR Our Internal Audit team automated SOX testing for 175 controls in 3 months, using advanced OCR + agentic AI, cutting testing time on average by 60% per control. Here’s how we did it, what we learned, and why we’re so excited about empowering the profession to reach new heights. The Problem: SOX Testing Was Where Automation Went to Die If you’ve ever worked in SOX testing, you know the drill. The work is critica

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